Our team of seasoned compliance professionals bring a fresh perspective, tested technologies and an unsurpassed wealth of Chief Compliance Officer (CCO) experience to help clients anticipate and mitigate a range of regulatory, compliance and cyber-security risks.
With more than 275 years of cumulative financial services experience, we have completed over 100 exams as CCOs, and 500+ reviews and exams as regulators and advisors. From our offices in New York and Boston, we have been meeting our clients’ compliance needs since 2004.