Fund Compliance Services Logo

Fund Compliance Services

Please Log In for Company Contact Information 
Our Concentration

We concentrate on federal and state Blue Sky compliance requirements for funds. FCS has developed a fund compliance service focused on Form D filings and state Blue Sky research, exemptions, and filing requirements. Focused on fund compliance, FCS provides a compliance service you can trust.

Our Experience

FCS's team consists of senior level securities professionals each averaging 17+ years' experience in securities compliance at large law firms.  In addition, FCS's team has worked with state regulators for many years, identifying and resolving compliance issues. Backed by our experience, FCS provides a compliance service you can rely on.

Our Model

FCS provides a single-source fund compliance solution for a fixed annual fee per fund, making budgeting and expense allocation simple. Through our adaptive model, FCS provides a compliance service that fits your needs.
Industry Role:
ServiceProvider
Service/Specialty:
Investment Types Serviced:
HedgeFund
Office Locations
# Location Address
1. Middletown, Delaware, US 651 N Broad St, Middletown, DE 19709, USA - Suite 308, Middletown, DE 19709
Executives and Employees
# Contact Info Location
1.
Peter McGale
Managing Director
                                                                Peter McGale
Managing Director
Peter has more than 30 years' experience delivering legal information and compliance services to firms requiring emerging technology or innovative service solutions. ...
View Profile
    Middletown, Delaware, US
Not a member yet?

Join AlphaMaven

The Premier Alternative Investment
Research and Due Diligence Platform for Investors

Free Membership for Qualified Investors and Industry Participants
  • Easily Customize Content to Match Your Investment Preferences
  • Breaking News 24/7/365
  • Daily Newsletter & Indices
  • Alternative Investment Listings & LeaderBoards
  • Industry Research, Due Diligence, Videos, Webinars, Events, Press Releases, Market Commentary, Newsletters, Fact Sheets, Presentations, Investment Mandates, Video PitchBooks & More!
  • Company Directory
  • Contact Directory
  • Member Posts & Publications
  • Alpha University Video Series to Expand Investor Knowledge
  • AUM Accelerator Program (designed for investment managers)
  • Over 450K+ Industry Headlines, Posts and Updates
Sign Up Now
ALL ALPHAMAVEN CONTENT IS FOR INFORMATIONAL PURPOSES ONLY. CONTENT POSTED BY MEMBERS DOES NOT NECESSARILY REFLECT THE OPINION OR BELIEFS OF ALPHAMAVEN AND HAS NOT ALWAYS BEEN INDEPENDENTLY VERIFIED BY ALPHAMAVEN. PAST PERFORMANCE IS NOT INDICATIVE OF FUTURE RESULTS. THIS IS NOT A SOLICITATION FOR INVESTMENT. THE MATERIAL PROVIDED HEREIN IS FOR INFORMATIONAL PURPOSES ONLY. IT DOES NOT CONSTITUTE AN OFFER TO SELL OR A SOLICITATION OF AN OFFER TO BUY ANY INTERESTS OF ANY FUND OR ANY OTHER SECURITIES. ANY SUCH OFFERINGS CAN BE MADE ONLY IN ACCORDANCE WITH THE TERMS AND CONDITIONS SET FORTH IN THE INVESTMENT'S PRIVATE PLACEMENT MEMORANDUM. PRIOR TO INVESTING, INVESTORS ARE STRONGLY URGED TO REVIEW CAREFULLY THE PRIVATE PLACEMENT MEMORANDUM (INCLUDING THE RISK FACTORS DESCRIBED THEREIN), THE LIMITED PARTNERSHIP AGREEMENT AND THE SUBSCRIPTION DOCUMENTS, TO ASK SUCH QUESTIONS OF THE INVESTMENT MANAGER AS THEY DEEM APPROPRIATE, AND TO DISCUSS ANY PROSPECTIVE INVESTMENT IN THE FUND WITH THEIR LEGAL AND TAX ADVISERS IN ORDER TO MAKE AN INDEPENDENT DETERMINATION OF THE SUITABILITY AND CONSEQUENCES OF AN INVESTMENT.