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Maxim Group

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Founded in 2002, Maxim Group is a leading full-service investment banking, securities and wealth management firm headquartered in New York. We provide a full array of financial services including investment banking; private wealth management; and global institutional equity, fixed income and derivative sales & trading, equity research and prime brokerage services to a diverse range of corporate clients, institutional investors and high net worth individuals.

Meeting the demands of our clients is the first order of business. It’s what drives our constant effort to deliver the latest innovations in financial services and allows us to remain focused on measuring success by the satisfaction of our clients. This approach, combined with investment flexibility and sharp insight, is what sets us apart from others in the industry.

Maxim Group is a registered broker-dealer with the U.S. Securities and Exchange Commission and the Municipal Securities Rulemaking Board (MSRB). We are members of the following:

Financial Industry Regulatory Authority (FINRA)
NASDAQ Stock Market
NYSE Arca, Inc.
The Investors Exchange (IEX)
Securities Investor Protection Corporation (SIPC)
Industry Role:
FundManager
ServiceProvider
InvestorAllocator
Investor Type:
Investment Interests:
HedgeFund
Office Locations
# Location Address
1. New York, New York, US 405 Lexington Ave, New York, NY 10174, USA
Executives and Employees
# Contact Info Location
1.
Brandon Barr
Analyst
                                                                analyst at maxim group
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    New York, New York, US
2.
Gerry Oberrender
SVP
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    New York, New York, US
3.
JASON SARDO
Senior Managing Director Capital Markets
                                                                Mr. Sardo has close to thirty years of experience in the securities industry. He has participated in over fifty billion dollars of capital raising for over one thousand transactions in his career. ...
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    Miami Beach, Florida, US
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