Rimrock provides discretionary investment management services to private funds established by Rimrock (the ”Private Funds”) and private funds or separately managed accounts established by third parties (“Managed Accounts”), as well as the Rimrock Core Bond Fund and Rimrock Emerging Markets Corporate Credit Fund, two series of the Rimrock Funds Trust, an open-end registered investment company (together with the Private Funds, the “Rimrock Funds” or the “Funds”). Rimrock has sole discretion to manage its Funds’ investment portfolios. Generally, Rimrock does not accept instructions from clients with respect to investments by or for their accounts. Rimrock Managed Accounts can impose restrictions in the form of investment guidelines, return benchmarks, and restricted transactions. Rimrock Managed Account holders can also negotiate other terms with Rimrock. Rimrock Managed Account restrictions and Rimrock Funds Trust investment guidelines are formalized in executed advisory agreements with Rimrock.

The Funds and Managed Accounts will invest predominantly in mixed strategy fixed income securities including (but not limited to), mortgage-backed, asset-backed, corporate, term loans, treasuries and derivatives. Rimrock does not provide general investment advice outside of agreed client investment mandates. Please refer to the applicable Fund’s prospectus or offering documents for detailed disclosure on the types of investments which may be purchased by that Fund. Rimrock reserves the right to purchase any other type of investment deemed appropriate based on the Fund’s stated goals and objectives.