Since leaving the SEC in 2004, Mr. Sallah has represented national and regional brokerage firms, as well as publicly traded companies and individuals, in a variety of matters, including SEC, FINRA, stock exchange, and state regulatory investigations, internal investigations, federal and state lawsuits, administrative actions, and arbitrations. Mr. Sallah’s main focus in the broker-dealer area involves retail and institutional business, compliance and supervis... (login for more professional bio)