Brenden P. Carroll is an associate in the firm’s financial services group. Mr. Carroll represents U.S. registered investment companies, other pooled investment vehicles and investment advisers in a variety of regulatory, transactional and compliance matters. These matters include reorganization transactions, registration and proxy statements, and requests for exemptive and no-action relief from the U.S. Securities and Exchange Commission (SEC). He also advise... (login for more professional bio)