Cara M. Sharbaugh is a Compliance Consultant at Hardin Compliance Consulting. She has worked in the securities industry since 2008 with experience in SEC and FINRA registration, writing and developing compliance programs, and regulatory exams. She focuses on drafting policies and procedures to mitigate risk related to specific business models, performing compliance reviews and preparing annual reports to evaluate compliance programs effectiveness.;Prior to jo... (login for more professional bio)