Colleen Corwell is a Director at Alaric Compliance Services, LLC. She is an experienced senior level compliance and risk management professional with extensive experience, including serving as a Chief Compliance Officer at FINRA and SEC registered firms and working with SEC, FINRA, insurance, ERISA, MSRB, OCC, FCA and various international regulatory bodies and their respective regulations. Her product experience includes private equity and debt funds, hedge ... (login for more professional bio)