James D. Van De Graff

Partner

Katten MuchinRosenman

    Chicago, IL, USA

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Bio
James D. Van De Graaff primarily represents broker-dealers, investment banks and market-making firms in the regulatory aspects of their business. He has more than 20 years of experience representing financial services clients in compliance reviews and training, mergers and acquisitions and responding to inquiries or investigations involving the US Securities and Exchange Commission (SEC) and securities self-regulatory organizations. Formerly the general couns... (login for more professional bio)
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