Since 2004, Mr. Katz has focused his practice in the area of broker-dealer arbitration before FINRA, or the Financial Industry Regulatory Authority, formerly known as the NASD or National Association of Securities Dealers. Mr. Katz has extensive experience representing public investors, brokers, and broker-dealers in arbitrations involving:
suitability
unauthorized trading
civil theft
abuse of the elderly
selling away
churning
excessive trading
self-dealing
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