Ms. Henning joined Foreside in 2005. She oversees the advertising compliance function for open- and closed-end funds, exchange-traded products, commodity pools and private placements. Prior to joining Foreside, she was a manager of client services for a Chicago-based mutual fund company and also served as a manager of investor services for an on-line brokerage firm. She holds FINRA series 7, 24, 63 and 79 registrations.