With Foreside since 1995, Ms. Chern has more than 25 years of experience within securities-related law, including three years with the U.S. Securities and Exchange Commission regional office in New York and seven years as assistant counsel at First Investors Corporation. As CCO, her responsibilities include all broker-dealer, distribution, AML and compliance risk management matters. She holds FINRA Series 7, 24 and 79 registrations.