Phyllis oversees marketing and client services, financial accounting, and all aspects of administration. As Compliance Officer, she keeps Red Oak up to date and fully compliant with all relevant CFTC and NFA regulatory requirements. She is a principal, an associated person, and a member of the NFA.
After earning an MBA from Stanford University, Graduate School of Business, Phyllis began her investment career on the New York Institutional Sales desk of the th... (login for more professional bio)