Ms. Swift is responsible for overseeing Foreside’s risk and corporate compliance programs, including information security, business continuity, due diligence, and code of ethics. She previously served as the regulatory coordinator for Foreside’s broker-dealers, and also provided compliance and technology support for the distribution business. Prior to joining Foreside in 2009, Ms. Swift worked in the business and securities law group of a Portland, Maine law ... (login for more professional bio)