Regulators Hit Reverse: SEC and CFTC Move to Scale Back Form PF

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Regulators Hit Reverse: SEC and CFTC Move to Scale Back Form PF

natlawreview

3 months ago

220 views

On April 20, the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC, and together with the SEC, the “Agencies”) proposed a comprehensive overhaul of Form PF. Form PF is the confidential reporting form through which covered private fund advisers report portfolio exposures and risk information to the SEC and, if also registered as commodity pool operators or commodity trading advisers, to the CFTC (the “Proposed Form PF Changes”).

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