SEC and NFA sign MOU to harmonize oversight of derivatives and
securities
opalesque
1 month ago
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Matthias Knab, Opalesque for New Managers: The U.S. Securities and Exchange Commission (SEC) and the National Futures Association (NFA) announced on May 21, 2026, that they have entered into a Memorandum of Understanding (MOU) to enhance cooperation, coordination, and information sharing in areas of...
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