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SEC Issues Final Order Increasing Qualified Client Thresholds

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1 month ago

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Investment Management AlertKey Points

Effective on June 29, 2026, the final order increases the thresholds for permitting registered investment advisers to charge performance-based fees to a minimum net worth of $2.7 million (excluding the primary residence and certain related debt) or a minimum amount of assets under management with that registered investment adviser of $1.4 million.
Subscriptions documents for private funds relying on Section 3(c)(1) of the Investment Company Act of 1940, as...

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