White Collar Defense & Government Investigations AlertKey Takeaways
The CFTC’s Division of Enforcement issued a new cooperation advisory that creates a clear path to declination, subject to the Division’s discretion, for companies that self-report, fully cooperate, provide full restitution and/or disgorgement, and remediate misconduct, absent aggravating circumstances.
The advisory replaces prior, highly structured guidance with a more streamlined approach.
The Division will credit prompt,...
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