Key Takeaways
- • PGIM Rock ETF Trust filed a Form 497 (definitive materials) on November 28, 2025, for the PGIM S&P 500 Max Buffer ETF – December (ticker: PMDE), indicating a completed offering disclosure update for the ETF series.
- • The filing establishes the formal regulatory status of Series S000089296 and Class/Contract C000255813 under SEC File No. 333-274664, documenting the ETF structure and investment framework with an October 31 fiscal year end.
- • PGIM Rock ETF Trust, based in Newark, New Jersey (CIK 0001992104), operates as a Delaware-incorporated entity, with filings processed and accepted by the SEC on the same date with an effectiveness date of November 28, 2025.
- • The submission includes 10 documents with interactive data files in XBRL format (eXtensible Business Reporting Language), including schema and XML instance documents for regulatory transparency and data standardization across SEC systems.
Summary
PGIM Rock ETF Trust submitted a Form 497 definitive materials filing to the Securities and Exchange Commission on November 28, 2025, covering the PGIM S&P 500 Max Buffer ETF – December series. The Form 497 is used to disclose final, definitive proxy or offering materials for registered investment companies and is part of the regular regulatory cadence required for active ETF management and investor communication.
The filing formally registers Series S000089296 and its associated Class/Contract C000255813 under the ticker symbol PMDE. The trust operates under SEC File No. 333-274664 and maintains its principal place of business at 655 Broad Street, 6th Floor, Newark, New Jersey 07102. As a Delaware-incorporated entity with a fiscal year ending October 31, PGIM Rock ETF Trust maintains standard corporate governance structure required for investment company oversight.
The submission package contains 10 documents, including the primary 497 form and supplementary regulatory filings in XBRL (eXtensible Business Reporting Language) format. XBRL taxonomy schemas and extracted XML instance documents are provided to ensure standardized data reporting and accessibility through the SEC's EDGAR database. This approach enables institutional investors, regulators, and market participants to extract and analyze financial and structural data systematically across multiple platforms and applications.
The filing formally registers Series S000089296 and its associated Class/Contract C000255813 under the ticker symbol PMDE. The trust operates under SEC File No. 333-274664 and maintains its principal place of business at 655 Broad Street, 6th Floor, Newark, New Jersey 07102. As a Delaware-incorporated entity with a fiscal year ending October 31, PGIM Rock ETF Trust maintains standard corporate governance structure required for investment company oversight.
The submission package contains 10 documents, including the primary 497 form and supplementary regulatory filings in XBRL (eXtensible Business Reporting Language) format. XBRL taxonomy schemas and extracted XML instance documents are provided to ensure standardized data reporting and accessibility through the SEC's EDGAR database. This approach enables institutional investors, regulators, and market participants to extract and analyze financial and structural data systematically across multiple platforms and applications.
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