Key Takeaways
- • GenNx360 Capital Partners, a New York City-based private equity firm with about $3 billion in capital under management, has appointed Nicole Vipperman as Chief Compliance Officer.
- • Vipperman brings more than two decades of asset management and regulatory compliance experience and will oversee the firm's compliance strategy and operations, including regulatory readiness, compliance monitoring, and recordkeeping.
- • Vipperman previously served as Chief Compliance Officer at several registered investment advisers, including TGM Associates, Capitala Group, and Hollencrest Capital Management, and held senior compliance roles at PIMCO, HSBC, and Brookfield Investment Management.
- • The hire brings compliance expertise in-house as GenNx360 continues to grow its lower middle market industrial and business services platform.
Summary
GenNx360 Capital Partners has named Nicole Vipperman as its Chief Compliance Officer, according to a Business Wire announcement. GenNx360, a New York City-based private equity firm that invests in U.S. lower middle market industrial services and business services companies, said the appointment strengthens its operational infrastructure and regulatory oversight. The firm manages approximately $3 billion in capital and was founded in 2006.
In the role, Vipperman will oversee the firm's compliance strategy and operations, including regulatory readiness, compliance monitoring, recordkeeping and oversight. She will also work with deal and operating teams across the firm's portfolio companies. Her mandate covers the full investment lifecycle, from supporting value creation to maintaining regulatory standards.
Vipperman spent the last decade as Chief Compliance Officer at several registered investment advisers, including TGM Associates, Capitala Group, and Hollencrest Capital Management. In those positions she led compliance programs and oversaw regulatory obligations across private fund platforms. Earlier in her career, she held senior compliance roles at PIMCO, HSBC, and Brookfield Investment Management.
GenNx360 Chief Financial Officer Sumit Tony said the firm views Vipperman as a highly strategic addition as it continues to grow. He noted that her experience across large asset managers and smaller private equity registered investment advisers will benefit the firm. Vipperman said a strong compliance function is a strategic asset and pledged to build a best-in-class program that supports value creation across the business.
In the role, Vipperman will oversee the firm's compliance strategy and operations, including regulatory readiness, compliance monitoring, recordkeeping and oversight. She will also work with deal and operating teams across the firm's portfolio companies. Her mandate covers the full investment lifecycle, from supporting value creation to maintaining regulatory standards.
Vipperman spent the last decade as Chief Compliance Officer at several registered investment advisers, including TGM Associates, Capitala Group, and Hollencrest Capital Management. In those positions she led compliance programs and oversaw regulatory obligations across private fund platforms. Earlier in her career, she held senior compliance roles at PIMCO, HSBC, and Brookfield Investment Management.
GenNx360 Chief Financial Officer Sumit Tony said the firm views Vipperman as a highly strategic addition as it continues to grow. He noted that her experience across large asset managers and smaller private equity registered investment advisers will benefit the firm. Vipperman said a strong compliance function is a strategic asset and pledged to build a best-in-class program that supports value creation across the business.
Go deeper than the headline
Research every firm in this story, track the ones that matter and get the daily briefing — free for 7 days.