AlphaMaven AlphaMaven

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Philly Jones Dr. Geczy Dr. Herman Gary Furukawa Nick Cicero David Kalis Gary Black not explicitly stated Mary Anne DeJohn David Guenoun Not explicitly stated The Adviser Adviser (no specific name mentioned) Jeffrey S. Wright BlackRock Representative John Christopher Atkins Angela Hope Williams Pamela Annette Rehart Joseph Barry Bailey David B. Forer Thomas P. Borger Jefferson Bridge Josh Ireland Ryan Easter Scott Gwilliam Katie Perry Al Gilmore Mr. Gilmore Taline Festekjian John Lyon Douglass C. Lyon Kate Lyon Firm's representative name not explicitly stated President and Portfolio Manager John Lyon, CFA Douglass C. Lyon, CFA Andrea Mancal Mr. Andreas Arni Marcuard Mr. Burkhard Reginald G. Sanders Mr. Sanders not explicitly stated Elizabeth Hilpman Eric Strzempek Mr. Goldsmith Ms. Hilpman Mr. Strzempek Dr. David J. Brophy Paras Malde Dominic DiMarco Reginald G. Sanders, CFA, CAIA Elizabeth R. Hilpman-Independent Member Reginald G. Sanders-Independent Member Libby (Elizabeth) A. Greenstone Gina M. Maniaci Peter C. Thoms Jefferson Rotherham Chaz Fahrner Justin Mayo John Halsted Alexander Knaster Joao Saraiva e Silva Raymond Busuttil Joseph Grioli Not explicitly stated Richard Scarinci Nicholas Wolverton Shaun P. Thompson Robert S. Roselli John L. Sabre Greg D. Anderson James R. Dickson Bradford Smithy Carsten Henningsen Not explicitly stated Unknown Keith A. Amburgey Neil Shapiro Not explicitly stated Alan Gilmore David Michael King Not explicitly stated Christian Bauman William Birchfield Winston Anthony J. Rettig Karen Firestone Thaddeus Davis William N. Hudson III Evan J. Coppola not explicitly stated Martin Bicknell Robert C. Hunter Gerald A. Fegler Heath Stanley Mr. Bass Robert M. Bass Jeffrey H. Thomasson (Jeff) David T. Doyle Not explicitly stated Marshall Acuff Silvercrest Portfolio Managers Debra A. Sumnicht Marianne Coccia Inforzato Shawn P. Kindt Douglas E. Morisoli Andrew R. Green Patrick R. Gorgonzola Samuel J. Mullen Kelley R. Taylor R. Gorgonzola Fairman Financial Matthew Vance Scott Roberts Craig Olson David J. Klepeisz David J. Klepeisz, EA, CFP Nathan Snow, CFP Weston "Wes" Bryan Olaf Herr Silvan Nötzli Thomas U. Heierli Mr. Olaf Herr Financial Advisor Christopher K. Jones Robert A. Langley Align Maseel Mir Woody Bradford Linwood (“Woody”) E. Bradford Jr. Mr. Bradford Cynthia A. Beaulieu Daniel Mainolfi Ms. Beaulieu Mr. Mainolfi Andrew Pace Lynn M. Ryan Ms. Ryan Linwood (“Woody”) E. Bradford Jr., CFA Eiichiro Kuwana Patrick Neligan Ms. Kuwana Michael Stephenson Amy Paolillo Kevin Chew Masaki Lew Steven Nicholls Richard Grindrod Michael Catts James Jupp Catherine Badour Mei Chan Andrew Ward Chief Compliance Officer (CCO) Joseph Stowell William Moody Eyk Van Otterloo MAP’s investment strategies Joseph F. Stowell III Karen Prange Peter Mallouk A. Marie Noble, Esq. Hastings Mr. Scaramucci Messrs. Scaramucci, Messing and Nolte Mr. Stephen Charles Diggle Mr. Bill Crispin Mr. Nicholas Thibeault Angela Cox Robert Wade John Twomey Aodhagan Hurley David Gannon Sandra Aoki Lachlan Hall Bryan Haughton Stephen Branagan Ronan McCabe Evin Comerford Head of Research Head of Treasury Chief Risk Officer Mr. Schliemann Mary Ellen Curran Benjamin Block Keith Matthew Cardoza, CFA John Michael Lafferty, CFP, CPA Harold Nelson Leavell III, CFP, CPA Susan Mary Shacklette, CFP null Lara Shalov Mehraban Leonard Ng Not explicitly stated Mr. Hymowitz Ezra Kover Joshua Frankel Steven Holwerda Brad Houle Peter Jones Not explicitly stated Ryan Thomsen Not explicitly stated Not explicitly stated Not explicitly stated Greg Skinner Weslee Damiano G. Mackay Salley G. Gregory Smith, Jr. Gregory Smith, Jr. E. Scott Batchelor, Jr. H. Brian May J. Blake Guyler Blake W. Andrew Donovan George L. Wyatt Allen J. Ropp Andrew R. Clark Nadi R. Tadros Brian May Pasquale Errichiello Jacob O. Collinsworth Shannon D. Burgett Anna S. Haldeman Benjamin G. Bailey Bradley N. Burk Peter Rogerson Investment Manager Ron Nixon Brad Gurasich CCO (Chief Compliance Officer) Pete D. Henderson Anthony D. Steffan Mr. Henderson Joshalyn Baca Mr. Steffan Jack A. Henderson David J. Vigil Mr. Vigil Ritesh (Tesh) Upadhyaya Baylee S. Zeigler Ms. Zeigler Jason S. Polit Zeljko J. Zdrale James A. Warner Ashleigh Swayze Thomas Wynne Watts IV Ty Richard Buckelew Bryson (Blair) Braden Zachary T. Bouck Mr. Braden Mr. Bouck David C. Frum Mr. Frum Anthony L. Pelz Mr. Pelz Edite Saripova, CPA Ms. Saripova Austyn R. Garcia Mr. Garcia Joseph M. Garry Mr. Garry Isaac C. Russo, MBA Alexander J. Wimmer Marc Cane Damian Barry Patrick Adam Ronald Bowen Charles (Ollie) George Oliver Cutting Stephen Duffy Johnson Cormac Ronan Aidan Naughten Kyle Daniel McClellan Adrian Edwards Joshua E. Matthews James Sellon Mr. Matthews Mr. Sellon Mr. Scher Cynthia K. Fick Gina Giachetti Wight Not explicitly stated Nancy Hetrick Brad R Conover Lawrence E. Howes Karlton D. Childress Melissa McGowan Ksenia Yudina Dmitrii Kalichkin Andrey Izyumov Anton Filatov Roman Borysenok LeGrand S. Redfield, Jr. Mr. Redfield Helen Redfield Michelle L. Ross Mr. Kemmerer John Jones Bill Few Dylan C. Brix E. Greer Candler Darren Beals Michael Dorsey Jr. Christopher Moffett Catalina Rey Thais Gaspar Mr. Cannell C. Todd Fry James Eric Rice Mr. Fry Mr. Rice Matthew Hickey Kathleen Osborne-Davis Edmundo J. Garza former employee of Consultiva lead portfolio manager Michael A. Price Lawrence Williams, IV Brian A. Christensen Patrick J. Smarjesse Stephen K. Hinrichs Elizabeth W. Salmon Jeffrey J. Huizenga Stephanie A. Ricketts Alfredo A. Risi Glenn J. Maxey Mitchell A. Zippay Erin L. Duvall David Vaughan Christopher Douglas James A. Douglas Alex Douglas Mr. Nodelman Adams Street Adams Street Representative Mr. Jaffarian Not explicitly stated Efficient’s Founder and Chairman Kyle Kelley Angela Brooks Audrey Dirksen Ms. Brooks Jeffery Greene Jacob Randall Bill Oakley Joshua Britton James Claiborne Timothy McDermott Michael Firestone insert name Not explicitly stated Frank Friedler, III John Barton III Eric DeRoche Michael Kirschman Mr. Friedler Mr. DeRoche Mr. Barton not explicitly stated Peter Gilboy Lisa Buley Kost Christopher Martini Dana Brisendine Angela Robinson George Stadler Not Provided Michael Kozemchak Steven Glasgow Jordan Sibler Eugene Frenkel Mr. Ryu Elizabeth Flores Gregory M. Carrico Jeffrey J. Bruss Ronald Jacob (Jake) Dawson Jake Dawson Douglas J. Lewis, CFP® Linda P. Lewis, MS David A. Nettesheim Perla Glanzberg Mr. Keller Chris Fitzgerald Not explicitly stated MacKay Shields' individuals Elizabeth van Walleghem Thomas James Butler David N. Abuaf, CFA Melissa Haberstich Michael Conte Mr. Preusker Mr. Abuaf Barry Cooper Bryce Coward Gregory W. Couch Mr. Zebroski Thomas E. Zebroski John S. Grubbs Charles Zhang MaryJo Hayes Not explicitly stated Israel Grafstein Nicholas Graham Naim Abou-Jaoudé Kevin Kim Justin LePage Rustee Peter Tennyson Jonathan Berns Christian von Schimmelmann Not explicitly stated Alexander P. Papamarkou Karl Wellner Mr. Wellner Bryon H. Lyons Greg Philipps Philipps Mr. Philipps Lars G. Ernst Kevin Finnegan Milad Taghehchian Tina Mistry Martin L. Mazorra Joseph F. Rinaldi Jessica Lu-Buetow David DeWolf John Eing Elizabeth Greulich Wende Headley Darius Gagne Scott Swanson Ryan Balderian Matthew Higgins Kimberly Helm Adam Salas insert name Matthew A. Carrozzo Gerard J. Mahoney III Patrick Calpin Caleb DuBois Geoffrey Alexander Brian Noyes Wendy Laidlaw Scot Draeger Dean Walker John Doughty Matthew McFarland Michael Wood Robert Davis Drew Blaney George Carr Michele Whitmore Vincent F. Damasco Michael J. Neff Timothy E. Malisa Timothy J. Acquaviva Andrew B. Livingston John F. Leonard IV Edward (Teddy) G. Smith Marianne D. Loew Gregory E. Cox Mr. Noyes Ms. Laidlaw Alexander Mr. Draeger Mr. Mitiguy Mr. Doughty Matthew A. Damasco Michael J. Davis Mr. Malisa John Livingston Mr. Leonard S. Alan S. Alan McKnight, Jr. Stephen K. Davis Martin J. Gross Not explicitly stated Aaron Hodari Mr. Bremen Fred G. Botek not explicitly stated Warren A. Stephens Larry Bowden Troy Clark David Moix Abigail Buchanan Bo Brister Brian Baumeister Stephens not provided Brian Bush Doug Seelicke Brian Kosoy Adam Munder Jordan Fried Robert Dake SIM affiliates John H. Payne John H. Payne, CFA Crystal Kelly Arumayta M. Arguello, CFA Mrs. Arguello Ross Patterson Financial Advisor not explicitly stated William G. Gilbert, Jr. Satoshi Tazaki Kendra Sluty Not explicitly stated The Adviser Co-Founders Adam H. Clammer James H. Greene, Jr. Faye Sykes FN Stacy Trust John Tuttle UBS Financial Advisor UBS Representative not provided Michael Camacho Peter Mozer Ralph Mattone Ulrike Hoffman-Burchardi Daniel Cohen David Giffen Lauren Munfa Lisa M. Francomano Jesse S. Rodriguez Shane P. P. Ryan Mark Rodriguez Ryan Melinda Robidoux Richard G. Long, Jr. Mr. Long Mr. Day Mr. Gomez Ms. Hobbs Mr. Pinon Mr. Ringgenberg Mr. Saenz Ms. Upshaw Ms. Gerhardt Ms. Mendoza Mr. Phifer Benjamin F. Day Julie S. Gerhardt Oscar Gomez Jamie D. Hobbs, CPA Johnny L. Phifer Timothy D. Pinon Adam R. Ringgenberg Orlando A. Saenz Emily A. Upshaw Susan K. Anderson E.K. Hufstedler, III Thomas H. Ross Linda D. Wertz Ms. Wertz G. Cole Mark T. Finn Jonathan Finn Eloise C. Chandler James Exline Donald B. Edwards None explicitly stated William T. Ward, Jr. Kevin A. Ward David R. Hess James B. Johnson, III null William Heckman David Laudeman Stephen R. Stipe David Shoesmith JoAnna McCall Carrie M. Delgott Not explicitly stated Susan Green David Lafferty Scott Michalek Stephanie James Sean Roberts Daniel Esquirell Alan Biller Nancy Melton AB CarVal Dan Kaye Charles G.T. Stonehill Joan Lamm-Tennant Deutsche Boerse AG (DB1.DE) Sanford C. Bernstein & Co. Paul A. Emerson AllianceBernstein L.P. AllianceBernstein (DIFC) Limited null Robert Bukowski Anthony Jones Julia Ramer Peter S. Lin Lei (Renee) Li Donald J. Sorota Timothy G. French Rachael Halstuk Mangoubi Jason Geers Kristin (Melino) Koloniaris Richard Hollander Howard Gleicher Richard Schweitzer


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